Shane Swanson is an equities and financial technology expert in the Firm's Market Structure and Technology practice and has over 20 years of industry experience.
Prior to joining Greenwich Associates, Shane was the Chief Compliance Officer (CCO) of Thesys CAT LLC, the Plan Processor for the Consolidated Audit Trail (CAT), as well as CCO of CAT NMS, LLC, the exchange and FINRA consortium responsible for the CAT.
Shane began his career as outside counsel for Automated Trading Desk, LLC (ATD) and soon joined ATD as General Counsel, eventually becoming Director of Compliance, and, after its acquisition by Citigroup Global Markets, Inc., its CEO. Shane also ran Lava Trading from 2008 - 2010 during his tenure at Citi. In addition, he also held the position of Director of Equity Market Structure at Citadel Securities, LLC.
Shane is a graduate of the University of South Carolina and the University of South Carolina School of Law.