Join Audrey Blater as she leads a session on markets and conduct surveillance titled When Advisors Go Rogue: Common Scenarios and Tips to Safeguarding Your Firm.
Global experts will share their insights on the evolution of the alternative credit space, including regulatory developments, changing underwriting and due-diligence methods, headwinds, and strategies to sustain alpha amid intensifying competition.
Webinar: Kevin McPartland joins Jim Toffey to review and update what's happening in the market.
Webinar: Join Kevin McPartland, Head of Market Structure & Technology Research at Coalition Greenwich and David Rutter, Founder & CEO at R3, to discuss emerging trends and the state of the industry.
Join Audrey Blater, Head of Risk and Financial Markets Regulation, and moderator Jason Palsgrove, Product Manager - Enterprise Regulatory Content, Bloomberg L.P., as they discuss SEC Fixed Income Quotation Rule 15c2-11 during a session titled 'Industry Impact and Unanswered Questions'.
