eFinancial Careers: Deutsche Bank's survey coincides results to a survey by Greenwich Associates, which found that only 4% of compliance professionals expect their firms to require traders to return to in-office trading desks every day...
MarketsMedia: Shane Swanson agreed that the intent and purpose of the codification was to allow large and small institutions to have discussions with their brokers in order to validate the execution protocol they are using across the board.
GARP: Regulators have grown more vigilant during COVID‐19 as firms face new compliance challenges associated with the work‐from‐home environment, according to Greenwich Associates.
Global Trade Review: In a recent study, data analytics provider Greenwich Associates posited that SCF is set to outpace traditional trade finance as a driver of revenue, and this seems to be playing out in the data.
Business Insider: "Firms need to evolve their policies," Danielle Tierney, who has done extensive research on risk and compliance. "They need to spend the money and just get it done."
S&P Global Market Intelligence: With COVID-19 preventing most physical meetings, asset managers have had to work harder on developing new client relationships, Mark Buckley said.
Globe and Mail: Financial advisors are increasing their presence on top Social Media platforms.
ETF Express: A survey conducted by Greenwich Associates in March 2020 found that almost 60% of institutional funds and insurance companies expect that 50% of their assets are managed with an ESG criteria within 5 years.
Financial Brand: Greenwich Associates recently found that nearly 30% of surveyed small business owners had a lower opinion of their bank after seeking a Paycheck Protection Program loan, and suggested the number of firms searching for a new...
Financial News: “Any of those you’d consider a major firm is absolutely reviewing policies if they have not yet updated them,” Tierney said, adding that she expected the majority of big finance firms to enable their employees to use monitored...
