Only 2% of traders said they definitely would execute electronic orders with a broker who only used SIP data in their algos, and nearly 1 in 3 want the SEC to pull the plug on the Consolidated Audit Trail (CAT).
Middle market companies could soon experience changes in how banks view and service them due to banks’ adoption of sophisticated artificial intelligence (AI) systems that rank companies in terms of their potential profitability as clients.
Although a tumultuous 2018 ended up being a positive year for most leading Asian equity brokers, the industry enters 2019 facing profound questions about how changes in regulation and market structure will affect the traditional institutional...
Regulators are batting .500 when it comes to their dual goals with post-crisis reforms in the U.S. interest-rate swaps (IRS) market: making markets safer and encouraging competition in swaps trading and clearing.
Corporate banks competing in Asia are having to navigate a major challenge: keeping corporate clients happy despite an increasingly onerous documentation/compliance process across different jurisdictions in Asia and abroad.