As commercial and corporate banks continue to adapt to the COVID-19 situation, one of the biggest adjustments is the shift to now working remotely...

In dark periods like this, asset managers that step up to the plate and offer compassionate, relevant and reassuring advice can stand out as shiny beacons of hope.

The COVID-19 virus is incredibly sad and frightening on a personal level, yet there are important business lessons to keep in mind when managing what will likely be difficult times ahead...

When the entire SEC is ordered to work from home, it’s time to talk about market surveillance infrastructure and remote access.

We believe that an exploration of suspension of UTP is certainly an appealing concept. If the proposal also prohibited OTC transactions, we would be much more skeptical, and much more concerned about the proper alignment of incentives.

Forget trading. Market and trade surveillance technology has proven itself as one of the best appropriators of cutting-edge technology.

In our role as market analysts, we are lucky enough to attend some of the most interesting industry events in capital markets and FinTech. In that vein, Symphony asked us if we could attend their Innovate conference in New York this past fall and...

Even though the market adjusted for the SEC’s Tick Size Pilot, there would still be considerable technological work for firms to be able to properly incorporate Nasdaq’s proposed tick size regime.

The fragmentation of the FX market structure is legendary, so consolidation within it is always of interest.

Over the years trading desks at the largest banks and broker-dealers profited not just from executing client trades, but because they had the pulse of...